The
Federalist No. 10
The Utility of the Union as a Safeguard Against
Domestic Faction and Insurrection (continued)
Daily Advertiser
Thursday, November 22,
1787
[James Madison]
To the People of the State of New York:
AMONG the numerous advantages promised by a
well constructed Union, none deserves to be more accurately developed than its
tendency to break and control the violence of faction. The friend of popular
governments never finds himself so much alarmed for their character and fate,
as when he contemplates their propensity to this dangerous vice. He will not
fail, therefore, to set a due value on any plan which, without violating the
principles to which he is attached, provides a proper cure for it. The
instability, injustice, and confusion introduced into the public councils,
have, in truth, been the mortal diseases under which popular governments have
everywhere perished; as they continue to be the favorite and fruitful topics
from which the adversaries to liberty derive their most specious declamations.
The valuable improvements made by the American constitutions on the popular
models, both ancient and modern, cannot certainly be too much admired; but it
would be an unwarrantable partiality, to contend that they have as effectually
obviated the danger on this side, as was wished and expected. Complaints are
everywhere heard from our most considerate and virtuous citizens, equally the
friends of public and private faith, and of public and personal liberty, that
our governments are too unstable, that the public good is disregarded in the
conflicts of rival parties, and that measures are too often decided, not
according to the rules of justice and the rights of the minor party, but by the
superior force of an interested and overbearing majority. However anxiously we
may wish that these complaints had no foundation, the evidence, of known facts
will not permit us to deny that they are in some degree true. It will be found,
indeed, on a candid review of our situation, that some of the distresses under
which we labor have been erroneously charged on the operation of our
governments; but it will be found, at the same time, that other causes will not
alone account for many of our heaviest misfortunes; and, particularly, for that
prevailing and increasing distrust of public engagements, and alarm for private
rights, which are echoed from one end of the continent to the other. These must
be chiefly, if not wholly, effects of the unsteadiness and injustice with which
a factious spirit has tainted our public administrations.
By a faction,
I understand a number of citizens, whether amounting to a majority or a
minority of the whole, who are united and actuated by some common impulse of
passion, or of interest, adversed to the rights of other citizens, or to the
permanent and aggregate interests of the community.
There are two
methods of curing the mischiefs of faction: the one, by removing its causes;
the other, by controlling its effects.
There are
again two methods of removing the causes of faction: the one, by destroying the
liberty which is essential to its existence; the other, by giving to every
citizen the same opinions, the same passions, and the same interests.
It could never
be more truly said than of the first remedy, that it was worse than the
disease. Liberty is to faction what air is to fire, an aliment without which it
instantly expires. But it could not be less folly to abolish liberty, which is
essential to political life, because it nourishes faction, than it would be to
wish the annihilation of air, which is essential to animal life, because it
imparts to fire its destructive agency.
The second
expedient is as impracticable as the first would be unwise. As long as the
reason of man continues fallible, and he is at liberty to exercise it,
different opinions will be formed. As long as the connection subsists between
his reason and his self-love, his opinions and his passions will have a
reciprocal influence on each other; and the former will be objects to which the
latter will attach themselves. The diversity in the faculties of men, from
which the rights of property originate, is not less an insuperable obstacle to
a uniformity of interests. The protection of these faculties is the first
object of government. From the protection of different and unequal faculties of
acquiring property, the possession of different degrees and kinds of property
immediately results; and from the influence of these on the sentiments and
views of the respective proprietors, ensues a division of the society into
different interests and parties.
The latent
causes of faction are thus sown in the nature of man; and we see them
everywhere brought into different degrees of activity, according to the
different circumstances of civil society. A zeal for different opinions
concerning religion, concerning government, and many other points, as well of
speculation as of practice; an attachment to different leaders ambitiously
contending for pre-eminence and power; or to persons of other descriptions
whose fortunes have been interesting to the human passions, have, in turn,
divided mankind into parties, inflamed them with mutual animosity, and rendered
them much more disposed to vex and oppress each other than to co-operate for
their common good. So strong is this propensity of mankind to fall into mutual
animosities, that where no substantial occasion presents itself, the most
frivolous and fanciful distinctions have been sufficient to kindle their
unfriendly passions and excite their most violent conflicts. But the most
common and durable source of factions has been the various and unequal
distribution of property. Those who hold and those who are without property
have ever formed distinct interests in society. Those who are creditors, and
those who are debtors, fall under a like discrimination. A landed interest, a
manufacturing interest, a mercantile interest, a moneyed interest, with many
lesser interests, grow up of necessity in civilized nations, and divide them
into different classes, actuated by different sentiments and views. The regulation
of these various and interfering interests forms the principal task of modern
legislation, and involves the spirit of party and faction in the necessary and
ordinary operations of the government.
No man is
allowed to be a judge in his own cause, because his interest would certainly
bias his judgment, and, not improbably, corrupt his integrity. With equal, nay
with greater reason, a body of men are unfit to be both judges and parties at
the same time; yet what are many of the most important acts of legislation, but
so many judicial determinations, not indeed concerning the rights of single
persons, but concerning the rights of large bodies of citizens? And what are
the different classes of legislators but advocates and parties to the causes
which they determine? Is a law proposed concerning private debts? It is a
question to which the creditors are parties on one side and the debtors on the
other. Justice ought to hold the balance between them. Yet the parties are, and
must be, themselves the judges; and the most numerous party, or, in other
words, the most powerful faction must be expected to prevail. Shall domestic
manufactures be encouraged, and in what degree, by restrictions on foreign
manufactures? are questions which would be differently decided by the landed
and the manufacturing classes, and probably by neither with a sole regard to
justice and the public good. The apportionment of taxes on the various
descriptions of property is an act which seems to require the most exact
impartiality; yet there is, perhaps, no legislative act in which greater
opportunity and temptation are given to a predominant party to trample on the
rules of justice. Every shilling with which they overburden the inferior
number, is a shilling saved to their own pockets.
It is in vain
to say that enlightened statesmen will be able to adjust these clashing
interests, and render them all subservient to the public good. Enlightened
statesmen will not always be at the helm. Nor, in many cases, can such an
adjustment be made at all without taking into view indirect and remote
considerations, which will rarely prevail over the immediate interest which one
party may find in disregarding the rights of another or the good of the whole.
The inference
to which we are brought is, that the causes of faction cannot be
removed, and that relief is only to be sought in the means of controlling its effects.
If a faction
consists of less than a majority, relief is supplied by the republican
principle, which enables the majority to defeat its sinister views by regular
vote. It may clog the administration, it may convulse the society; but it will
be unable to execute and mask its violence under the forms of the Constitution.
When a majority is included in a faction, the form of popular government, on the
other hand, enables it to sacrifice to its ruling passion or interest both the
public good and the rights of other citizens. To secure the public good and
private rights against the danger of such a faction, and at the same time to
preserve the spirit and the form of popular government, is then the great
object to which our inquiries are directed. Let me add that it is the great
desideratum by which this form of government can be rescued from the opprobrium
under which it has so long labored, and be recommended to the esteem and
adoption of mankind.
By what means
is this object attainable? Evidently by one of two only. Either the existence
of the same passion or interest in a majority at the same time must be
prevented, or the majority, having such coexistent passion or interest, must be
rendered, by their number and local situation, unable to concert and carry into
effect schemes of oppression. If the impulse and the opportunity be suffered to
coincide, we well know that neither moral nor religious motives can be relied
on as an adequate control. They are not found to be such on the injustice and
violence of individuals, and lose their efficacy in proportion to the number
combined together, that is, in proportion as their efficacy becomes needful.
From this view
of the subject it may be concluded that a pure democracy, by which I mean a
society consisting of a small number of citizens, who assemble and administer
the government in person, can admit of no cure for the mischiefs of faction. A
common passion or interest will, in almost every case, be felt by a majority of
the whole; a communication and concert result from the form of government
itself; and there is nothing to check the inducements to sacrifice the weaker
party or an obnoxious individual. Hence it is that such democracies have ever
been spectacles of turbulence and contention; have ever been found incompatible
with personal security or the rights of property; and have in general been as
short in their lives as they have been violent in their deaths. Theoretic
politicians, who have patronized this species of government, have erroneously
supposed that by reducing mankind to a perfect equality in their political
rights, they would, at the same time, be perfectly equalized and assimilated in
their possessions, their opinions, and their passions.
A republic, by
which I mean a government in which the scheme of representation takes place,
opens a different prospect, and promises the cure for which we are seeking. Let
us examine the points in which it varies from pure democracy, and we shall
comprehend both the nature of the cure and the efficacy which it must derive
from the Union.
The two great
points of difference between a democracy and a republic are: first, the
delegation of the government, in the latter, to a small number of citizens
elected by the rest; secondly, the greater number of citizens, and greater
sphere of country, over which the latter may be extended.
The effect of
the first difference is, on the one hand, to refine and enlarge the public views,
by passing them through the medium of a chosen body of citizens, whose wisdom
may best discern the true interest of their country, and whose patriotism and
love of justice will be least likely to sacrifice it to temporary or partial
considerations. Under such a regulation, it may well happen that the public
voice, pronounced by the representatives of the people, will be more consonant
to the public good than if pronounced by the people themselves, convened for
the purpose. On the other hand, the effect may be inverted. Men of factious
tempers, of local prejudices, or of sinister designs, may, by intrigue, by
corruption, or by other means, first obtain the suffrages, and then betray the
interests, of the people. The question resulting is, whether small or extensive
republics are more favorable to the election of proper guardians of the public
weal; and it is clearly decided in favor of the latter by two obvious
considerations:
In the first
place, it is to be remarked that, however small the republic may be, the
representatives must be raised to a certain number, in order to guard against
the cabals of a few; and that, however large it may be, they must be limited to
a certain number, in order to guard against the confusion of a multitude.
Hence, the number of representatives in the two cases not being in proportion
to that of the two constituents, and being proportionally greater in the small
republic, it follows that, if the proportion of fit characters be not less in
the large than in the small republic, the former will present a greater option,
and consequently a greater probability of a fit choice.
In the next
place, as each representative will be chosen by a greater number of citizens in
the large than in the small republic, it will be more difficult for unworthy
candidates to practice with success the vicious arts by which elections are too
often carried; and the suffrages of the people being more free, will be more
likely to centre in men who possess the most attractive merit and the most
diffusive and established characters.
It must be
confessed that in this, as in most other cases, there is a mean, on both sides
of which inconveniences will be found to lie. By enlarging too much the number
of electors, you render the representatives too little acquainted with all
their local circumstances and lesser interests; as by reducing it too much, you
render him unduly attached to these, and too little fit to comprehend and
pursue great and national objects. The federal Constitution forms a happy
combination in this respect; the great and aggregate interests being referred
to the national, the local and particular to the State legislatures.
The other
point of difference is, the greater number of citizens and extent of territory
which may be brought within the compass of republican than of democratic
government; and it is this circumstance principally which renders factious
combinations less to be dreaded in the former than in the latter. The smaller
the society, the fewer probably will be the distinct parties and interests
composing it; the fewer the distinct parties and interests, the more frequently
will a majority be found of the same party; and the smaller the number of
individuals composing a majority, and the smaller the compass within which they
are placed, the more easily will they concert and execute their plans of
oppression. Extend the sphere, and you take in a greater variety of parties and
interests; you make it less probable that a majority of the whole will have a
common motive to invade the rights of other citizens; or if such a common
motive exists, it will be more difficult for all who feel it to discover their
own strength, and to act in unison with each other. Besides other impediments,
it may be remarked that, where there is a consciousness of unjust or
dishonorable purposes, communication is always checked by distrust in
proportion to the number whose concurrence is necessary.
Hence, it
clearly appears, that the same advantage which a republic has over a democracy,
in controlling the effects of faction, is enjoyed by a large over a small
republic, -- is enjoyed by the Union over the States composing it. Does the
advantage consist in the substitution of representatives whose enlightened
views and virtuous sentiments render them superior to local prejudices and
schemes of injustice? It will not be denied that the representation of the
Union will be most likely to possess these requisite endowments. Does it
consist in the greater security afforded by a greater variety of parties,
against the event of any one party being able to outnumber and oppress the
rest? In an equal degree does the increased variety of parties comprised within
the Union, increase this security. Does it, in fine, consist in the greater
obstacles opposed to the concert and accomplishment of the secret wishes of an
unjust and interested majority? Here, again, the extent of the Union gives it
the most palpable advantage.
The influence
of factious leaders may kindle a flame within their particular States, but will
be unable to spread a general conflagration through the other States. A
religious sect may degenerate into a political faction in a part of the
Confederacy; but the variety of sects dispersed over the entire face of it must
secure the national councils against any danger from that source. A rage for
paper money, for an abolition of debts, for an equal division of property, or
for any other improper or wicked project, will be less apt to pervade the whole
body of the Union than a particular member of it; in the same proportion as
such a malady is more likely to taint a particular county or district, than an
entire State.
In the extent
and proper structure of the Union, therefore, we behold a republican remedy for
the diseases most incident to republican government. And according to the
degree of pleasure and pride we feel in being republicans, ought to be our zeal
in cherishing the spirit and supporting the character of Federalists.
PUBLIUS
The Federalist No. 51
The Structure of the Government Must Furnish the
Proper Checks and Balances Between the Different Departments
Independent Journal
Wednesday, February 6,
1788
[James Madison]
To the People of the State of New York:
TO WHAT expedient, then, shall we finally
resort, for maintaining in practice the necessary partition of power among the
several departments, as laid down in the Constitution? The only answer that can
be given is, that as all these exterior provisions are found to be inadequate,
the defect must be supplied, by so contriving the interior structure of the
government as that its several constituent parts may, by their mutual
relations, be the means of keeping each other in their proper places. Without
presuming to undertake a full development of this important idea, I will hazard
a few general observations, which may perhaps place it in a clearer light, and
enable us to form a more correct judgment of the principles and structure of
the government planned by the convention.
In order to
lay a due foundation for that separate and distinct exercise of the different
powers of government, which to a certain extent is admitted on all hands to be
essential to the preservation of liberty, it is evident that each department
should have a will of its own; and consequently should be so constituted that
the members of each should have as little agency as possible in the appointment
of the members of the others. Were this principle rigorously adhered to, it
would require that all the appointments for the supreme executive, legislative,
and judiciary magistracies should be drawn from the same fountain of authority,
the people, through channels having no communication whatever with one another.
Perhaps such a plan of constructing the several departments would be less
difficult in practice than it may in contemplation appear. Some difficulties,
however, and some additional expense would attend the execution of it. Some
deviations, therefore, from the principle must be admitted. In the constitution
of the judiciary department in particular, it might be inexpedient to insist
rigorously on the principle: first, because peculiar qualifications being
essential in the members, the primary consideration ought to be to select that
mode of choice which best secures these qualifications; secondly, because the
permanent tenure by which the appointments are held in that department, must
soon destroy all sense of dependence on the authority conferring them.
It is equally
evident, that the members of each department should be as little dependent as
possible on those of the others, for the emoluments annexed to their offices.
Were the executive magistrate, or the judges, not independent of the
legislature in this particular, their independence in every other would be
merely nominal.
But the great
security against a gradual concentration of the several powers in the same
department, consists in giving to those who administer each department the
necessary constitutional means and personal motives to resist encroachments of
the others. The provision for defense must in this, as in all other cases, be
made commensurate to the danger of attack. Ambition must be made to counteract
ambition. The interest of the man must be connected with the constitutional
rights of the place. It may be a reflection on human nature, that such devices
should be necessary to control the abuses of government. But what is government
itself, but the greatest of all reflections on human nature? If men were
angels, no government would be necessary. If angels were to govern men, neither
external nor internal controls on government would be necessary. In framing a
government which is to be administered by men over men, the great difficulty
lies in this: you must first enable the government to control the governed; and
in the next place oblige it to control itself. A dependence on the people is,
no doubt, the primary control on the government; but experience has taught
mankind the necessity of auxiliary precautions.
This policy of
supplying, by opposite and rival interests, the defect of better motives, might
be traced through the whole system of human affairs, private as well as public.
We see it particularly displayed in all the subordinate distributions of power,
where the constant aim is to divide and arrange the several offices in such a
manner as that each may be a check on the other -- that the private interest of
every individual may be a sentinel over the public rights. These inventions of
prudence cannot be less requisite in the distribution of the supreme powers of
the State.
But it is not
possible to give to each department an equal power of self-defense. In
republican government, the legislative authority necessarily predominates. The
remedy for this inconveniency is to divide the legislature into different
branches; and to render them, by different modes of election and different principles
of action, as little connected with each other as the nature of their common
functions and their common dependence on the society will admit. It may even be
necessary to guard against dangerous encroachments by still further
precautions. As the weight of the legislative authority requires that it should
be thus divided, the weakness of the executive may require, on the other hand,
that it should be fortified. An absolute negative on the legislature appears,
at first view, to be the natural defense with which the executive magistrate
should be armed. But perhaps it would be neither altogether safe nor alone
sufficient. On ordinary occasions it might not be exerted with the requisite
firmness, and on extraordinary occasions it might be perfidiously abused. May
not this defect of an absolute negative be supplied by some qualified
connection between this weaker department and the weaker branch of the stronger
department, by which the latter may be led to support the constitutional rights
of the former, without being too much detached from the rights of its own
department?
If the
principles on which these observations are founded be just, as I persuade
myself they are, and they be applied as a criterion to the several State
constitutions, and to the federal Constitution it will be found that if the
latter does not perfectly correspond with them, the former are infinitely less
able to bear such a test.
There are,
moreover, two considerations particularly applicable to the federal system of
America, which place that system in a very interesting point of view.
First. In a single republic, all the power
surrendered by the people is submitted to the administration of a single
government; and the usurpations are guarded against by a division of the
government into distinct and separate departments. In the compound republic of
America, the power surrendered by the people is first divided between two
distinct governments, and then the portion allotted to each subdivided among
distinct and separate departments. Hence a double security arises to the rights
of the people. The different governments will control each other, at the same
time that each will be controlled by itself.
Second. It is of great importance in a republic
not only to guard the society against the oppression of its rulers, but to
guard one part of the society against the injustice of the other part.
Different interests necessarily exist in different classes of citizens. If a
majority be united by a common interest, the rights of the minority will be insecure.
There are but two methods of providing against this evil: the one by creating a
will in the community independent of the majority -- that is, of the society
itself; the other, by comprehending in the society so many separate
descriptions of citizens as will render an unjust combination of a majority of
the whole very improbable, if not impracticable. The first method prevails in
all governments possessing an hereditary or self-appointed authority. This, at
best, is but a precarious security; because a power independent of the society
may as well espouse the unjust views of the major, as the rightful interests of
the minor party, and may possibly be turned against both parties. The second
method will be exemplified in the federal republic of the United States. Whilst
all authority in it will be derived from and dependent on the society, the
society itself will be broken into so many parts, interests, and classes of
citizens, that the rights of individuals, or of the minority, will be in little
danger from interested combinations of the majority. In a free government the
security for civil rights must be the same as that for religious rights. It
consists in the one case in the multiplicity of interests, and in the other in
the multiplicity of sects. The degree of security in both cases will depend on
the number of interests and sects; and this may be presumed to depend on the
extent of country and number of people comprehended under the same government.
This view of the subject must particularly recommend a proper federal system to
all the sincere and considerate friends of republican government, since it
shows that in exact proportion as the territory of the Union may be formed into
more circumscribed Confederacies, or States oppressive combinations of a majority
will be facilitated: the best security, under the republican forms, for the
rights of every class of citizens, will be diminished: and consequently the
stability and independence of some member of the government, the only other
security, must be proportionately increased. Justice is the end of government.
It is the end of civil society. It ever has been and ever will be pursued until
it be obtained, or until liberty be lost in the pursuit. In a society under the
forms of which the stronger faction can readily unite and oppress the weaker,
anarchy may as truly be said to reign as in a state of nature, where the weaker
individual is not secured against the violence of the stronger; and as, in the
latter state, even the stronger individuals are prompted, by the uncertainty of
their condition, to submit to a government which may protect the weak as well
as themselves; so, in the former state, will the more powerful factions or
parties be gradnally induced, by a like motive, to wish for a government which
will protect all parties, the weaker as well as the more powerful. It can be
little doubted that if the State of Rhode Island was separated from the
Confederacy and left to itself, the insecurity of rights under the popular form
of government within such narrow limits would be displayed by such reiterated
oppressions of factious majorities that some power altogether independent of
the people would soon be called for by the voice of the very factions whose
misrule had proved the necessity of it. In the extended republic of the United
States, and among the great variety of interests, parties, and sects which it
embraces, a coalition of a majority of the whole society could seldom take
place on any other principles than those of justice and the general good; whilst
there being thus less danger to a minor from the will of a major party, there
must be less pretext, also, to provide for the security of the former, by
introducing into the government a will not dependent on the latter, or, in
other words, a will independent of the society itself. It is no less certain
than it is important, notwithstanding the contrary opinions which have been
entertained, that the larger the society, provided it lie within a practical
sphere, the more duly capable it will be of self-government. And happily for
the republican cause, the practicable sphere may be carried to a very
great extent, by a judicious modification and mixture of the federal
principle.
PUBLIUS
The
Federalist Papers : No. 1
General
Introduction
For the Independent Journal.
HAMILTON
|
To
the People of the State of New York:
AFTER an
unequivocal experience of the inefficiency of the subsisting federal
government, you are called upon to deliberate on a new Constitution for the United States of America.
The subject speaks its own importance; comprehending in its consequences
nothing less than the existence of the UNION, the safety and welfare of the
parts of which it is composed, the fate of an empire in many respects the most
interesting in the world. It has been frequently remarked that it seems to have
been reserved to the people of this country, by their conduct and example, to
decide the important question, whether societies of men are really capable or
not of establishing good government from reflection and choice, or whether they
are forever destined to depend for their political constitutions on accident
and force. If there be any truth in the remark, the crisis at which we are
arrived may with propriety be regarded as the era in which that decision is to
be made; and a wrong election of the part we shall act may, in this view,
deserve to be considered as the general misfortune of mankind. This idea will
add the inducements of philanthropy to those of patriotism, to heighten the solicitude
which all considerate and good men must feel for the event. Happy will it be if
our choice should be directed by a judicious estimate of our true interests,
unperplexed and unbiased by considerations not connected with the public good.
But this is a thing more ardently to be wished than seriously to be expected.
The plan offered to our deliberations affects too many particular interests,
innovates upon too many local institutions, not to involve in its discussion a
variety of objects foreign to its merits, and of views, passions and prejudices
little favorable to the discovery of truth.
Among the most
formidable of the obstacles which the new Constitution will have to encounter may readily
be distinguished the obvious interest of a certain class of men in every State
to resist all changes which may hazard a diminution of the power, emolument,
and consequence of the offices they hold under the State establishments; and
the perverted ambition of another class of men, who will either hope to
aggrandize themselves by the confusions of their country, or will flatter
themselves with fairer prospects of elevation from the subdivision of the
empire into several partial confederacies than from its union under one
government.
It is not,
however, my design to dwell upon observations of this nature. I am well aware
that it would be disingenuous to resolve indiscriminately the opposition of any
set of men (merely because their situations might subject them to suspicion)
into interested or ambitious views. Candor will oblige us to admit that even
such men may be actuated by upright intentions; and it cannot be doubted that
much of the opposition which has made its appearance, or may hereafter make its
appearance, will spring from sources, blameless at least, if not
respectable--the honest errors of minds led astray by preconceived jealousies
and fears. So numerous indeed and so powerful are the causes which serve to
give a false bias to the judgment, that we, upon many occasions, see wise and
good men on the wrong as well as on the right side of questions of the first
magnitude to society. This circumstance, if duly attended to, would furnish a
lesson of moderation to those who are ever so much persuaded of their being in
the right in any controversy. And a further reason for caution, in this
respect, might be drawn from the reflection that we are not always sure that
those who advocate the truth are influenced by purer principles than their
antagonists. Ambition, avarice, personal animosity, party opposition, and many
other motives not more laudable than these, are apt to operate as well upon
those who support as those who oppose the right side of a question. Were there
not even these inducements to moderation, nothing could be more ill-judged than
that intolerant spirit which has, at all times, characterized political
parties. For in politics, as in religion, it is equally absurd to aim at making
proselytes by fire and sword. Heresies in either can rarely be cured by
persecution.
And yet, however
just these sentiments will be allowed to be, we have already sufficient
indications that it will happen in this as in all former cases of great
national discussion. A torrent of angry and malignant passions will be let
loose. To judge from the conduct of the opposite parties, we shall be led to
conclude that they will mutually hope to evince the justness of their opinions,
and to increase the number of their converts by the loudness of their
declamations and the bitterness of their invectives. An enlightened zeal for
the energy and efficiency of government will be stigmatized as the offspring of
a temper fond of despotic power and hostile to the principles of liberty. An
over-scrupulous jealousy of danger to the rights of the people, which is more
commonly the fault of the head than of the heart, will be represented as mere
pretense and artifice, the stale bait for popularity at the expense of the
public good. It will be forgotten, on the one hand, that jealousy is the usual
concomitant of love, and that the noble enthusiasm of liberty is apt to be
infected with a spirit of narrow and illiberal distrust. On the other hand, it
will be equally forgotten that the vigor of government is essential to the
security of liberty; that, in the contemplation of a sound and well-informed
judgment, their interest can never be separated; and that a dangerous ambition
more often lurks behind the specious mask of zeal for the rights of the people
than under the forbidden appearance of zeal for the firmness and efficiency of
government. History will teach us that the former has been found a much more
certain road to the introduction of despotism than the latter, and that of
those men who have overturned the liberties of republics, the greatest number
have begun their career by paying an obsequious court to the people; commencing
demagogues, and ending tyrants.
In the course
of the preceding observations, I have had an eye, my fellow-citizens, to
putting you upon your guard against all attempts, from whatever quarter, to
influence your decision in a matter of the utmost moment to your welfare, by
any impressions other than those which may result from the evidence of truth.
You will, no doubt, at the same time, have collected from the general scope of
them, that they proceed from a source not unfriendly to the new Constitution. Yes, my
countrymen, I own to you that, after having given it an attentive
consideration, I am clearly of opinion it is your interest to adopt it. I am
convinced that this is the safest course for your liberty, your dignity, and
your happiness. I affect not reserves which I do not feel. I will not amuse you
with an appearance of deliberation when I have decided. I frankly acknowledge
to you my convictions, and I will freely lay before you the reasons on which
they are founded. The consciousness of good intentions disdains ambiguity. I
shall not, however, multiply professions on this head. My motives must remain
in the depository of my own breast. My arguments will be open to all, and may
be judged of by all. They shall at least be offered in a spirit which will not
disgrace the cause of truth.
I propose, in
a series of papers, to discuss the following interesting particulars:
THE UTILITY OF
THE UNION TO YOUR POLITICAL PROSPERITY THE INSUFFICIENCY OF THE PRESENT CONFEDERATION TO
PRESERVE THAT UNION THE NECESSITY OF A GOVERNMENT AT LEAST EQUALLY ENERGETIC
WITH THE ONE PROPOSED, TO THE ATTAINMENT OF THIS OBJECT THE CONFORMITY OF THE
PROPOSED CONSTITUTION TO THE TRUE PRINCIPLES OF REPUBLICAN GOVERNMENT ITS
ANALOGY TO YOUR OWN STATE CONSTITUTION and lastly, THE ADDITIONAL SECURITY
WHICH ITS ADOPTION WILL AFFORD TO THE PRESERVATION OF THAT SPECIES OF
GOVERNMENT, TO LIBERTY, AND TO PROPERTY.
In the
progress of this discussion I shall endeavor to give a satisfactory answer to
all the objections which shall have made their appearance, that may seem to
have any claim to your attention.
It may perhaps
be thought superfluous to offer arguments to prove the utility of the UNION, a
point, no doubt, deeply engraved on the hearts of the great body of the people
in every State, and one, which it may be imagined, has no adversaries. But the
fact is, that we already hear it whispered in the private circles of those who
oppose the new Constitution,
that the thirteen States are of too great extent for any general system, and
that we must of necessity resort to separate confederacies of distinct portions
of the whole.1 This doctrine
will, in all probability, be gradually propagated, till it has votaries enough
to countenance an open avowal of it. For nothing can be more evident, to those
who are able to take an enlarged view of the subject, than the alternative of
an adoption of the new Constitution
or a dismemberment of the Union. It will therefore be of use to begin by
examining the advantages of that Union, the certain evils, and the probable
dangers, to which every State will be exposed from its dissolution. This shall
accordingly constitute the subject of my next address.
PUBLIUS.
Abigail
Adams
Throughout their
fifty-four year marriage, Abigail Adams was her husband's most trusted advisor
on the subjects of family, career, and politics. Because Adams's political life
resulted in lengthy absences from his wife, they regularly communicated through
letters. This massive collection of letters has made Abigail one of this
nation's best known and most beloved women.
In Abigail's
most famous letter, dated March 31, 1776, she writes to John of her desire that
members of the Continental Congress "remember the ladies" when they
create a new code of law:
I long to hear
that you have declared an independency - and by the way in the new Code of Laws
which I suppose it will be necessary for you to make I desire you would
Remember the Ladies, and be more generous and favourable to them than your
ancestors. Do not put such unlimited power into the hands of the Husbands.
Remember all Men would be tyrants if they could. If perticuliar care and
attention is not paid to the Laidies we are determined to foment a Rebelion,
and will not hold ourselves bound by any Laws in which we have no voice, or
Representation.
In addition to
championing the cause of women, Abigail also championed freedom for slaves. On
September 22, 1774, she wrote:
I wish most
sincerely there was not a Slave in the province. It allways appeard a most
iniquitious Scheme to me - fight ourselfs for what we are daily robbing and
plundering from those who have as good a right to freedom as we have. You know
my mind upon this Subject.
Years later,
Abigail would support the right of an African-American child to attend school
with white children. In 1797, Abigail enrolled a young African-American servant
boy in a local school. When a neighbor reported objections, Abigail responded
as follows, as recounted in her letter to her husband dated February 13, 1797:
Letters from the Federal Farmer to the
Republican
I
October
8th, 1787.
Dear Sir,
My letters to
you last winter, on the subject of a well balanced national government for the
United States, were the result of free enquiry; when I passed from that subject
to enquiries relative to our commerce, revenues, past administration, etc. I
anticipated the anxieties I feel, on carefully examining the plan of government
proposed by the convention. It appears to be a plan retaining some federal
features; but to be the first important step, and to aim strongly to one
consolidated government of the United States. It leaves the powers of
government, and the representation of the people, so unnaturally divided
between the general and state governments, that the operations of our system
must be very uncertain. My uniform federal attachments, and the interest I have
in the protection of property, and a steady execution of the laws, will
convince you, that, if I am under any biass at all, it is in favor of any
general system which shall promise those advantages. The instability of our
laws increases my wishes for firm and steady government; but then, I can
consent to no government, which, in my opinion, is not calculated equally to
preserve the rights of all orders of men in the community. My object has been
to join with those who have endeavoured to supply the defects in the forms of
our governments by a steady and proper administration of them. Though I have
long apprehended that fraudalent debtors, and embarrassed men, on the one hand,
and men, on the other, unfriendly to republican equality, would produce an
uneasiness among the people, and prepare the way, not for cool and deliberate
reforms in the governments, but for changes calculated to promote the interests
of particular orders of men. Acquit me, sir, of any agency in the formation of
the new system; I shall be satisfied with seeing, if it shall be adopted, a
prudent administration. Indeed I am so much convinced of the truth of Pope's
maxim, that "That which is best administered is best," that I am much
inclined to subscribe to it from experience. I am not disposed to unreasonably
contend about forms. I know our situation is critical, and it behoves us to
make the best of it. A federal government of some sort is necessary. We have
suffered the present to languish; and whether the confederation was capable or
not originally of answering any valuable purposes, it is now but of little
importance. I will pass by the men, and states, who have been particularly
instrumental in preparing the way for a change, and, perhaps, for governments
not very favourable to the people at large. A constitution is now presented
which we may reject, or which we may accept, with or without amendments; and to
which point we ought to direct our exertions, is the question. To determine
this question, with propriety, we must attentively examine the system itself,
and the probable consequences of either step. This I shall endeavour to do, so
far as I am able, with candor and fairness; and leave you to decide upon the
propriety of my opinions, the weight of my reasons, and how far my conclusions
are well drawn. Whatever may be the conduct of others, on the present occasion,
I do not mean, hastily and positively to decide on the merits of the
constitution proposed. I shall be open to conviction, and always disposed to
adopt that which, all things considered, shall appear to me to be most for the
happiness of the community. It must be granted, that if men hastily and blindly
adopt a system of government, they will as hastily and as blindly be led to
alter or abolish it; and changes must ensue, one after another, till the
peaceable and better part of the community will grow weary with changes,
tumults and disorders, and be disposed to accept any government, however
despotic, that shall promise stability and firmness.
The first
principal question that occurs, is. Whether, considering our situation, we
ought to precipitate the adoption of the proposed constitution? If we remain
cool and temperate, we are in no immediate danger of any commotions; we are in
a state of perfect peace, and in no danger of invasions; the state governments
are in the full exercise of their powers; and our governments answer all
present exigencies, except the regulation of trade, securing credit, in some
cases, and providing for the interest, in some instances, of the public debts;
and whether we adopt a change, three or nine months hence, can make but little
odds with the private circumstances of individuals; their happiness and
prosperity, after all, depend principally upon their own exertions. We are
hardly recovered from a long and distressing war: The farmers, fishmen, &c.
have not yet fully repaired the waste made by it. Industry and frugality are
again assuming their proper station. Private debts are lessened, and public
debts incurred by the war have been, by various ways, diminished; and the
public lands have now become a productive source for diminishing them much
more. I know uneasy men, who wish very much to precipitate, do not admit all
these facts; but they are facts well known to all men who are thoroughly
informed in the affairs of this country. It must, however, be admitted, that
our federal system is defective, and that some of the state governments are not
well administered; but, then, we impute to the defects in our governments many
evils and embarrassments which are most clearly the result of the late war. We
must allow men to conduct on the present occasion, as on all similar ones. They
will urge a thousand pretences to answer their purposes on both sides. When we
want a man to change his condition, we describe it as miserable, wretched, and
despised; and draw a pleasing picture of that which we would have him assume.
And when we wish the contrary, we reverse our descriptions. Whenever a clamor
is raised, and idle men get to work, it is highly necessary to examine facts
carefully, and without unreasonably suspecting men of falshood, to examine, and
enquire attentively, under what impressions they act. It is too often the case
in political concerns, that men state facts not as they are, but as they wish
them to be; and almost every man, by calling to mind past scenes, will find
this to be true.
Nothing but
the passions of ambitious, impatient, or disorderly men, I conceive, will
plunge us into commotions, if time should be taken fully to examine and
consider the system proposed. Men who feel easy in their circumstances, and
such as are not sanguine in their expectations relative to the consequences of
the proposed change, will remain quiet under the existing governments. Many
commercial and monied men, who are uneasy, not without just cause, ought to be
respected; and, by no means, unreasonably disappointed in their expectations
and hopes; but as to those who expect employments under the new constitution;
as to those weak and ardent men who always expect to be gainers by revolutions,
and whose lot it generally is to get out of one difficulty into another, they
are very little to be regarded: and as to those who designedly avail themselves
of this weakness and ardor, they are to be despised. It is natural for men, who
wish to hasten the adoption of a measure, to tell us, now is the crisis — now
is the critical moment which must be seized, or all will be lost: and to shut
the door against free enquiry, whenever conscious the thing presented has
defects in it, which time and investigation will probably discover. This has
been the custom of tyrants and their dependants in all ages. If it is true,
what has been so often said, that the people of this country cannot change
their condition for the worse, I presume it still behoves them to endeavour
deliberately to change it for the better. The fickle and ardent, in any
community, are the proper tools for establishing despotic government. But it is
deliberate and thinking men, who must establish and secure governments on free
principles. Before they decide on the plan proposed, they will enquire whether
it will probably be a blessing or a curse to this people.
The present
moment discovers a new face in our affairs. Our object has been all along, to
reform our federal system, and to strengthen our governments — to establish
peace, order and justice in the community — but a new object now presents. The
plan of government now proposed is evidently calculated totally to change, in
time, our condition as a people. Instead of being thirteen republics, under a
federal head, it is clearly designed to make us one consolidated government. Of
this, I think, I shall fully convince you, in my following letters on this
subject. This consolidation of the states has been the object of several men in
this country for some time past. Whether such a change can ever be effected in
any manner; whether it can be effected without convulsions and civil wars;
whether such a change will not totally destroy the liberties of this country —
time only can determine.
To have a just
idea of the government before us, and to shew that a consolidated one is the
object in view, it is necessary not only to examine the plan, but also its
history, and the politics of its particular friends.
The
confederation was formed when great confidence was placed in the voluntary
exertions of individuals, and of the respective states; and the framers of it,
to guard against usurpation, so limited and checked the powers, that, in many
respects, they are inadequate to the exigencies of the union. We find,
therefore, members of congress urging alterations in the federal system almost
as soon as it was adopted. It was early proposed to vest congress with powers
to levy an impost, to regulate trade, etc. but such was known to be the caution
of the states in parting with power, that the vestment, even of these, was
proposed to be under several checks and limitations. During the war, the
general confusion, and the introduction of paper money, infused in the minds of
people vague ideas respecting government and credit. We expected too much from
the return of peace, and of course we have been disappointed. Our governments
have been new and unsettled; and several legislatures, by making tender,
suspension, and paper money laws, have given just cause of uneasiness to
creditors. By these and other causes, several orders of men in the community
have been prepared, by degrees, for a change of government; and this very abuse
of power in the legislatures, which, in some cases, has been charged upon the
democratic part of the community, has furnished aristocratical men with those
very weapons, and those very means, with which, in great measure, they are
rapidly effecting their favourite object. And should an oppressive government
be the consequence of the proposed change, posterity may reproach not only a
few overbearing unprincipled men, but those parties in the states which have
misused their powers.
The conduct of
several legislatures, touching paper money, and tender laws, has prepared many
honest men for changes in government, which otherwise they would not have
thought of — when by the evils, on the one hand, and by the secret instigations
of artful men, on the other, the minds of men were become sufficiently uneasy,
a bold step was taken, which is usually followed by a revolution, or a civil
war. A general convention for mere commercial purposes was moved for — the
authors of this measure saw that the people's attention was turned solely to
the amendment of the federal system; and that, had the idea of a total change
been started, probably no state would have appointed members to the convention.
The idea of destroying, ultimately, the state government, and forming one
consolidated system, could not have been admitted — a convention, therefore,
merely for vesting in congress power to regulate trade was proposed. This was
pleasing to the commercial towns; and the landed people had little or no
concern about it. September, 1786, a few men from the middle states met at
Annapolis, and hastily proposed a convention to be held in May, 1787, for the
purpose, generally, of amending the confederation — this was done before the
delegates of Massachusetts, and of the other states arrived — still not a word
was said about destroying the old constitution, and making a new one — The
states still unsuspecting, and not aware that they were passing the Rubicon,
appointed members to the new convention, for the sole and express purpose of
revising and amending the confederation — and, probably, not one man in ten
thousand in the United States, till within these ten or twelve days, had an
idea that the old ship was to be destroyed, and he put to the alternative of
embarking in the new ship presented, or of being left in danger of sinking —
The States. I believe, universally supposed the convention would report
alterations in the confederation, which would pass an examination in congress,
and after being agreed to there, would be confirmed by all the legislatures, or
be rejected. Virginia made a very respectable appointment, and placed at the
head of it the first man in America: In this appointment there was a mixture of
political characters; but Pennsylvania appointed principally those men who are
esteemed aristocratical. Here the favourite moment for changing the government
was evidently discerned by a few men, who seized it with address. Ten other
states appointed, and tho' they chose men principally connected with commerce
and the judicial department yet they appointed many good republican characters
— had they all attended we should now see, I am persuaded a better system
presented. The non-attendance of eight or nine men, who were appointed members
of the convention, I shall ever consider as a very unfortunate event to the
United States. — Had they attended, I am pretty clear, that the result of the
convention would not have had that strong tendency to aristocracy now
discemable in every part of the plan. There would not have been so great an
accumulation of powers, especially as to the internal police of the country, in
a few hands, as the constitution reported proposes to vest in them — the young
visionary men, and the consolidating aristocracy, would have been more
restrained than they have been. Eleven states met in the convention, and after
four months close attention presented the new constitution, to be adopted or
rejected by the people. The uneasy and fickle part of the community may be
prepared to receive any form of government; but, I presume, the enlightened and
substantial part will give any constitution presented for their adoption, a
candid and thorough examination; and silence those designing or empty men, who
weakly and rashly attempt to precipitate the adoption of a system of so much
importance — We shall view the convention with proper respect — and, at the
same time, that we reflect there were men of abilities and integrity in it, we
must recollect how disproportionably the democratic and aristocratic parts of
the community were represented — Perhaps the judicious friends and opposers of
the new constitution will agree, that it is best to let it rest solely on its
own merits, or be condemned for its own defects.
In the first
place, I shall premise, that the plan proposed is a plan of accommodation — and
that it is in this way only, and by giving up a part of our opinions, that we
can ever expect to obtain a government founded in freedom and compact. This
circumstance candid men will always keep in view, in the discussion of this
subject.
The plan
proposed appears to be partly federal, but principally however, calculated
ultimately to make the states one consolidated government.
The first
interesting question, therefore suggested, is, how far the states can be
consolidated into one entire government on free principles. In considering this
question extensive objects are to be taken into view, and important changes in
the forms of government to be carefully attended to in all their consequences.
The happiness of the people at large must be the great object with every honest
statesman, and he will direct every movement to this point. If we are so
situated as a people, as not to be able to enjoy equal happiness and advantages
under one government, the consolidation of the states cannot be admitted.
There are
three different forms of free government under which the United States may
exist as one nation; and now is, perhaps, the time to determine to which we
will direct our views. 1. Distinct republics connected under a federal head. In
this case the respective state governments must be the principal guardians of
the peoples rights, and exclusively regulate their internal police; in them
must rest the balance of government. The congress of the states, or federal
head, must consist of delegates amenable to, and removeable by the respective
states: This congress must have general directing powers; powers to require men
and monies of the states; to make treaties, peace and war; to direct the
operations of armies, etc. Under this federal modification of government, the
powers of congress would be rather advisary or recommendatory than coercive. 2.
We may do away the several state governments, and form or consolidate all the
states into one entire government, with one executive, one judiciary, and one
legislature, consisting of senators and representatives collected from all
parts of the union: In this case there would be a compleat consolidation of the
states. 3. We may consolidate the states as to certain national objects, and
leave them severally distinct independent republics, as to internal police
generally. Let the general government consist of an executive, a judiciary, and
balanced legislature, and its powers extend exclusively to all foreign
concerns, causes arising on the seas to commerce, imports, armies, navies,
Indian affairs, peace and war, and to a few internal concerns of the community;
to the coin, post-offices, weights and measures, a general plan for the
militia, to naturalization, and, perhaps to bankruptcies, leaving the
internal police of the community, in other respects, exclusively to the state
governments; as the administration of justice in all causes arising internally,
the laying and collecting of internal taxes, and the forming of the militia
according to a general plan prescribed. In this case there would be a compleat
consolidation, quoad certain objects only.
Touching the
first, or federal plan, I do not think much can be said in its favor: The
sovereignty of the nation, without coercive and efficient powers to collect the
strength of it, cannot always be depended on to answer the purposes of
government; and in a congress of representatives of sovereign states, there
must necessarily be an unreasonable mixture of powers in the same hands.
As to the
second, or compleat consolidating plan, it deserves to be carefully considered
at this time, by every American: If it be impracticable, it is a fatal error to
model our governments, directing our views ultimately to it.
The third
plan, or partial consolidation, is, in my opinion, the only one that can secure
the freedom and happiness of this people. I once had some general ideas that
the second plan was practicable, but from long attention, and the proceedings
of the convention, I am fully satisfied, that this third plan is the only one
we can with safety and propriety proceed upon. Making this the standard to
point out, with candor and fairness, the parts of the new constitution which
appear to be improper, is my object. The convention appears to have proposed
the partial consolidation evidently with a view to collect all powers
ultimately, in the United States into one entire government; and from its views
in this respect, and from the tenacity of the small states to have an equal
vote in the senate, probably originated the greatest defects in the proposed
plan.
Independant of
the opinions of many great authors, that a free elective government cannot be
extended over large territories, a few reflections must evince, that one
government and general legislation alone, never can extend equal benefits to
all parts of the United States: Different laws, customs, and opinions exist in
the different states, which by a uniform system of laws would be unreasonably
invaded. The United States contain about a million of square miles, and in half
a century will, probably, contain ten millions of people; and from the center
to the extremes is about 800 miles.
Before we do
away the state governments, or adopt measures that will tend to abolish them,
and to consolidate the states into one entire government, several principles
should be considered and facts ascertained: — These, and my examination into
the essential parts of the proposed plan, I shall pursue in my next.
Your's
&c.
The Federal Farmer
Letters from the Federal Farmer to the
Republican
II
October
9, 1787.
Dear Sir,
The essential
parts of a free and good government are a full and equal representation of the
people in the legislature, and the jury trial of the vicinage in the
administration of justice — a full and equal representation, is that which
possesses the same interests, feelings, opinions, and views the people themselves
would were they all assembled — a fair representation, therefore, should be so
regulated, that every order of men in the community, according to the common
course of elections, can have a share in it — in order to allow professional
men, merchants, traders, farmers, mechanics, etc. to bring a just proportion of
their best informed men respectively into the legislature, the representation
must be considerably numerous — We have about 200 state senators in the United
States, and a less number than that of federal representatives cannot, clearly,
be a full representation of this people, in the affairs of internal taxation
and police, were there but one legislature for the whole union. The
representation cannot be equal, or the situation of the people proper for one
government only — if the extreme parts of the society cannot be represented as
fully as the central — It is apparently impracticable that this should be the
case in this extensive country — it would be impossible to collect a
representation of the parts of the country five, six, and seven hundred miles
from the seat of government.
Under one
general government alone, there could be but one judiciary, one supreme and a
proper number of inferior courts. I think it would be totally impracticable in
this case to preserve a due administration of justice, and the real benefits of
the jury trial of the vicinage, — there are now supreme courts in each state in
the union; and a great number of county and other courts subordinate to each
supreme court — most of these supreme and inferior courts are itinerant, and
hold their sessions in different parts every year of their respective states,
counties and districts — with all these moving courts, our citizens, from the
vast extent of the country must travel very considerable distances from home to
find the place where justice is administered. I am not for bringing justice so
near to individuals as to afford them any temptation to engage in law suits;
though I think it one of the greatest benefits in a good government, that each
citizen should find a court of justice within a reasonable distance, perhaps,
within a day's travel of his home; so that, without great inconveniences and
enormous expences, he may have the advantages of his witnesses and jury — it
would be impracticable to derive these advantages from one judiciary — the one
supreme court at most could only set in the centre of the union, and move once
a year into the centre of the eastern and southern extremes of it — and, in
this case, each citizen, on an average, would travel 150 or 200 miles to find
this court — that, however, inferior courts might be properly placed in the
different counties, and districts of the union, the appellate jurisdiction
would be intolerable and expensive.
If it were
possible to consolidate the states, and preserve the features of a free
government, still it is evident that the middle states, the parts of the union,
about the seat of government, would enjoy great advantages, while the remote
states would experience the many inconveniences of remote provinces. Wealth,
offices, and the benefits of government would collect in the centre: and the
extreme states and their principal towns, become much less important.
There are
other considerations which tend to prove that the idea of one consolidated
whole, on free principles, is ill-founded — the laws of a free government rest
on the confidence of the people, and operate gently — and never can extend
their influence very far — if they are executed on free principles, about the
centre, where the benefits of the government induce the people to support it
voluntarily; yet they must be executed on the principles of fear and force in
the extremes — This has been the case with every extensive republic of which we
have any accurate account.
There are
certain unalienable and fundamental rights, which in forming the social
compact, ought to be explicitly ascertained and fixed — a free and enlightened
people, in forming this compact, will not resign all their rights to those who
govern, and they will fix limits to their legislators and rulers, which will
soon be plainly seen by those who are governed, as well as by those who govern:
and the latter will know they cannot be passed unperceived by the former, and
without giving a general alarm — These rights should be made the basis of every
constitution: and if a people be so situated, or have such different opinions
that they cannot agree in ascertaining and fixing them, it is a very strong
argument against their attempting to form one entire society, to live under one
system of laws only. — I confess, I never thought the people of these states
differed essentially in these respects; they having derived all these rights
from one common source, the British systems; and having in the formation of
their state constitutions, discovered that their ideas relative to these rights
are very similar. However, it is now said that the states differ so essentially
in these respects, and even in the important article of the trial by jury, that
when assembled in convention, they can agree to no words by which to establish
that trial, or by which to ascertain and establish many other of these rights,
as fundamental articles in the social compact. If so, we proceed to consolidate
the states on no solid basis whatever.
But I do not
pay much regard to the reasons given for not bottoming the new constitution on
a better bill of rights. I still believe a complete federal bill of rights to
be very practicable. Nevertheless I acknowledge the proceedings of the
convention furnish my mind with many new and strong reasons, against a complete
consolidation of the states. They tend to convince me, that it cannot be
carried with propriety very far — that the convention have gone much farther in
one respect than they found it practicable to go in another; that is, they
propose to lodge in the general government very extensive powers — powers
nearly, if not altogether, complete and unlimited, over the purse and the
sword. But, in its organization, they furnish the strongest proof that the proper
limbs, or parts of a government, to support and execute those powers on proper
principles (or in which they can be safely lodged) cannot be formed. These
powers must be lodged somewhere in every society; but then they should be
lodged where the strength and guardians of the people are collected. They can
be wielded, or safely used, in a free country only by an able executive and
judiciary, a respectable senate, and a secure, full, and equal representation
of the people. I think the principles I have premised or brought into view, are
well founded — I think they will not be denied by any fair reasoner. It is in
connection with these, and other solid principles, we are to examine the
constitution. It is not a few democratic phrases, or a few well formed
features, that will prove its merits; or a few small omissions that will
produce its rejection among men of sense; they will enquire what are the
essential powers in a community, and what are nominal ones; where and how the
essential powers shall be lodged to secure government, and to secure true
liberty.
In examining
the proposed constitution carefully, we must clearly perceive an unnatural
separation of these powers from the substantial representation of the people.
The state governments will exist, with all their governors, senators,
representatives, officers and expences; in these will be nineteen-twentieths of
the representatives of the people; they will have a near connection, and their
members an immediate intercourse with the people; and the probability is, that
the state governments will possess the confidence of the people, and be
considered generally as their immediate guardians.
The general
government will consist of a new species of executive, a small senate, and a
very small house of representatives. As many citizens will be more than three
hundred miles from the seat of this government as will be nearer to it, its
judges and officers cannot be very numerous, without making our governments
very expensive. Thus will stand the state and the general governments, should
the constitution be adopted without any alterations in their organization; but
as to powers, the general government will possess all essential ones, at least
on paper, and those of the states a mere shadow of power. And therefore, unless
the people shall make some great exertions to restore to the state governments
their powers in matters of internal police; as the powers to lay and collect,
exclusively, internal taxes, to govern the militia, and to hold the decisions
of their own judicial courts upon their own laws final, the balance cannot
possibly continue long; but the state governments must be annihilated, or
continue to exist for no purpose.
It is however
to be observed, that many of the essential powers given the national government
are not exclusively given; and the general government may have prudence enough
to forbear the exercise of those which may still be exercised by the respective
states. But this cannot justify the impropriety of giving powers, the exercise
of which prudent men will not attempt, and imprudent men will, or probably can,
exercise only in a manner destructive of free government. The general
government, organized as it is, may be adequate to many valuable objects, and
be able to carry its laws into execution on proper principles in several cases;
but I think its wannest friends will not contend, that it can carry all the
powers proposed to be lodged in it into effect, without calling to its aid a
military force, which must very soon destroy all elective governments in the
country, produce anarchy, or establish despotism. Though we cannot have now a
complete idea of what will be the operations of the proposed system, we may,
allowing things to have their common course, have a very tolerable one. The
powers lodged in the general government, if exercised by it, must intimately
effect the internal police of the states, as well as external concerns; and
there is no reason to expect the numerous state governments, and their
connections, will be very friendly to the execution of federal laws in those
internal affairs, which hitherto have been under their own immediate
management. There is more reason to believe, that the general government, far
removed from the people, and none of its members elected oftener than once in
two years, will be forgot or neglected, and its laws in many cases disregarded,
unless a multitude of officers and military force be continually kept in view,
and employed to enforce the execution of the laws, and to make the government
feared and respected. No position can be truer than this, that in this country
either neglected laws, or a military execution of them, must lead to a
revolution, and to the destruction of freedom. Neglected laws must first lead
to anarchy and confusion; and a military execution of laws is only a shorter
way to the same point — despotic government.
Your's,
&c.
The Federal Farmer.
...the following are from
various other Letters from a Federal Farmer...
The plan of
government now proposed is evidently calculated totally to change, in time, our
condition as a people. Instead of being thirteen republics, under a federal
head, it is clearly designed to make us one consolidated government. Of this, I
think, I shall fully convince you, in my following letters on this subject. This
consolidation of the states has been the object of several men in this country
for some time past. Whether such a change can ever be effected in any manner;
whether it can be effected without convulsions and civil wars; whether such a
change will not totally destroy the liberties of this country – time only can
determine.
It must be
granted, that if men hastily and blindly adopt a system of government, they
will as hastily and as blindly be led to alter or abolish it; and changes must
ensue, one after another, till the peaceable and better part of the community
will grow weary with changes, tumults and disorders, and be disposed to accept
any government, however despotic, that shall promise stability and firmness.
When we want a
man to change his condition, we describe it as miserable, wretched, and
despised; and draw a pleasing picture of that which we would have him assume.
And when we wish the contrary, we reverse our descriptions. Whenever a clamor
is raised, and idle men get to work, it is highly necessary to examine facts
carefully, and without unreasonably suspecting men of falsehood, to examine,
and enquire attentively, under what impressions they act. It is too often the
case in political concerns, that men state facts not as they are, but as they wish
them to be; and almost every man, by calling to mind past scenes, will find
this to be true.
Patrick
Henry
Against the Federal Constitution
June 5, 1788
"The
first thing I have at heart is American liberty; the second thing is American
union."
I rose
yesterday to ask a question which arose in my own mind. When I asked that
question, I thought the meaning of my interrogation was obvious. The fate of
this question and of America may depend on this. Have they said, We, the
states? Have they made a proposal of a compact between states? If they had,
this would be a confederation. It is otherwise most clearly a consolidated
government.
The question
turns, sir, on that poor little thingthe expression, We, the people, instead
of the states, of America. I need not take much pains to show that the
principles of this system are extremely pernicious, impolitic, and dangerous.
Is this a monarchy, like Englanda compact between prince and people, with
checks on the former to secure the liberty of the latter? Is this a
confederacy, like Hollandan association of a number of independent states, each
of which retains its individual sovereignty? It is not a democracy, wherein the
people retain all their rights securely.
Had these
principles been adhered to, we should not have been brought to this alarming
transition, from a confederacy to a consolidated government. We have no detail
of these great considerations, which, in my opinion, ought to have abounded
before we should recur to a government of this kind. Here is a resolution as
radical as that which separated us from Great Britain. It is radical in this
transition; our rights and privileges are endangered, and the sovereignty of
the states will be relinquished: and cannot we plainly see that this is
actually the case?
The rights of
conscience, trial by jury, liberty of the press, all your immunities and
franchises, all pretensions to human rights and privileges, are rendered
insecure, if not lost, by this change, so loudly talked of by some, and
inconsiderately by others. Is this tame relinquishment of rights worthy of
freemen? Is it worthy of that manly fortitude that ought to characterize
republicans?
I may be
thought suspicious when I say our privileges and rights are in danger. But,
sir, a number of the people of this country are weak enough to think these
things are too true. I am happy to find that the gentleman on the other side
declares they are groundless. But, sir, suspicion is a virtue as long as its
object is the preservation of the public good, and as long as it stays within
proper bounds: should it fall on me, I am contented: conscious rectitude is a
powerful consolation. I trust there are many who think my professions for the
public good to be real. Let your suspicion look to both sides. There are many on
the other side, who possibly may have been persuaded to the necessity of these
measures, which I conceive to be dangerous to your liberty.
Guard with
jealous attention the public liberty. Suspect every one who approaches that
jewel. Unfortunately, nothing will preserve it but downright force. Whenever
you give up that force, you are inevitably ruined.
I am answered
by gentlemen, that, though I might speak of terrors, yet the fact was, that we
were surrounded by none of the dangers I apprehended. I conceive this new
government to be one of those dangers: it has produced those horrors which
distress many of our best citizens. We are come hither to preserve the poor
commonwealth of Virginia, if it can be possibly done: something must be done to
preserve your liberty and mine.
The
Confederation, this same despised government, merits, in my opinion, the
highest encomium: it carried us through a long and dangerous war; it rendered
us victorious in that bloody conflict with a powerful nation; it has secured us
a territory greater than any European monarch possesses: and shall a government
which has been thus strong and vigorous, be accused of imbecility, and
abandoned for want of energy? Consider what you are about to do before you part
with the government. Take longer time in reckoning things; revolutions like
this have happened in almost every country in Europe; similar examples are to
be found in ancient Greece and ancient Romeinstances of the people losing their
liberty by their carelessness and the ambition of a few.
My great
objection to this government is, that it does not leave us the means of
defending our rights, or of waging war against tyrants. It is urged by some
gentlemen, that this new plan will bring us an acquisition of strengthan
army, and the militia of the states.
This is an
idea extremely ridiculous: gentlemen cannot be earnest. This acquisition will
trample on our fallen liberty. Let my beloved Americans guard against that
fatal lethargy that has pervaded the universe. Have we the means of resisting
disciplined armies, when our only defence, the militia, is put into the hands
of Congress?
This
Constitution is said to have beautiful features; but when I come to examine
these features, sir, they appear to me horribly frightful. Among other
deformities, it has an awful squinting; it squints toward monarchy; and does
not this raise indignation in the breast of every true American?
Your President
may easily become king. Your Senate is so imperfectly constructed that your
dearest rights may be sacrificed by what may be a small minority; and a very
small minority may continue forever unchangeably this government, although
horridly defective. Where are your checks in this government? Your strongholds
will be in the hands of your enemies. It is on a supposition that your American
governors shall be honest, that all the good qualities of this government are
founded; but its defective and imperfect construction puts it in their power to
perpetrate the worst of mischiefs, should they be bad men; and, sir, would not
all the World, from the eastern to the western hemisphere, blame our distracted
folly in resting our rights upon the contingency of our rulers being
good or bad?
Another
beautiful feature of this Constitution is, the publication from time to time of
the receipts and expenditures of the public money. This expression, from
time to time, is very indefinite and indeterminate: it may extend to
a century. Grant that any of them are wicked; they may squander the public
money so as to ruin you, and yet this expression will give you no redress.
Alexander Hamilton On the Adoption of the
Constitution
by
Alexander Hamilton (1757-1804)
Delivered
June 24, 1788
Delivered at the New York convention called to
ratify the Constitution of the United States.
I
am persuaded, Mr. Chairman, that I in my turn shall be indulged in addressing
the committee. We all in equal sincerity profess to be anxious for the
establishment of a republican government on a safe and solid basis. It is the
object of the wishes of every honest man in the United States, and i presume
that I shall not be disbelieved when I declare that it is an object of all
others the nearest and most dear to my own heart. The means of accomplishing
this great purpose become the most important study which can interest mankind.
It is our duty to examine all those means with peculiar attention and to choose
the best and most effectual. It is our duty to draw from nature, from reason,
from examples, the best principles of policy, and to pursue and apply them in
the formation of our government. We should contemplate and compare the systems
which in this examination come under our view; distinguish with a careful eye
the defects and excellencies of each, and, discarding the former, incorporate
the latter, as far as circumstances will admit, into our Constitution. If we
pursue a different course and neglect this duty we shall probably disappoint
the expectations of our country and of the world.
In the
commencement of a revolution which received its birth from the usurpations of
tyranny, nothing was more natural than that the public mind should be
influenced by an extreme spirit of jealousy. To resist these encroachments and
to nourish this spirit was the great object of all our public and private
institutions. The zeal for liberty became predominant and excessive. In forming
our Confederation this passion alone seemed to actuate us, and we appear to
have had no other view than to secure ourselves from despotism. The object
certainly was a valuable one, and deserved our utmost attention. But, sir,
there is another object equally important and which our enthusiasm rendered us
little capable of regarding; I mean a principle of strength and stability in
the organization of our government, and vigor in its operations. This purpose
can never be accomplished but by the establishment of some select body formed
peculiarly upon this principle. There are few positions more demonstrable than
that there should be in every republic some permanent body to correct the
prejudices, check the intemperate passions, and regulate the fluctuations of a
popular assembly. It is evident that a body instituted for these purposes must
be so formed as to exclude as much as possible from its own character those
infirmities and that mutability which it is designed to remedy. It is therefore
necessary that it should be small, that it should hold its authority during a
considerable period, and that it should have such an independence in the
exercise of its powers as will divest it as much as possible of local prejudices.
It should be so formed as to be the center of political knowledge, to pursue
always a steady line of conduct, and to reduce every irregular propensity to
system. Without this establishment we may make experiments without end, but
shall never have an efficient government.
It is an
unquestionable truth that the body of the people in every country desire
sincerely its prosperity; but it is equally unquestionable that they do not
possess the discernment and stability necessary for systematic government. To
deny that they are frequently led into the grossest errors by misinformation
and passion would be a flattery which their own good sense must despise. That
branch of administration especially which involves our political relations with
foreign States, a community will ever be incompetent to. These truths are not
often held up in public assemblies, but they can not be unknown to any who hear
me. From these principles it follows that there ought to be two distinct bodies
in our government: one, which shall be immediately constituted by and
peculiarly represent the people and possess all the popular features; another,
formed upon the principle and for the purposes before explained. Such
considerations as these induced the Convention who formed your State
Constitution to institute a Senate upon the present plan. The history of
ancient and modern republics had taught them that many of the evils which these
republics had suffered arose from the want of a certain balance and mutual
control indispensable to a wise administration. They were convinced that
popular assemblies are frequently misguided by ignorance, by sudden impulses,
and the intrigues of ambitious men, and that some firm barrier against these
operations was necessary; they therefore instituted your Senate, and the
benefits we have experienced have fully justified their conceptions.
Gentlemen in
their reasoning have placed the interests of the several States and those of
the United States in contrast; this is not a fair view of the subject: they must
necessarily be involved in each other. What we apprehend is that some sinister
prejudice or some prevailing passion may assume the form of a genuine interest.
The influence of these is as powerful as the most permanent conviction of the
public good, and against this influence we ought to provide. The local
interests of a State ought in every case to give way to the interests of the
Union; for when a sacrifice of one or the other is necessary, the former
becomes only an apparent, partial interest, and should yield on the principle
that the small good ought never to oppose the great one. When you assemble from
your several counties in the Legislature, were every member to be guided only
by the apparent interests of his county, government would be impracticable.
There must be a perpetual accommodation and sacrifice of local advantages to
general expediency; but the spirit of a mere popular assembly would rarely be
actuated by this important principle. It is therefore absolutely necessary that
the Senate should be so formed as to be unbiased by false conceptions of the
real interests or undue attachment to the apparent good of their several
States.
Gentlemen
indulge too many unreasonable apprehensions of danger to the State governments;
they seem to suppose that the moment you put men into a national council, they
become corrupt and tyrannical and lose all their affection for their fellow
citizens. But can we imagine that the Senators will ever be so insensible of
their own advantage as to sacrifice the genuine interest of their constituents?
The State governments are essentially necessary to the form and spirit of the
general system. As long, therefore, as Congress has a full conviction of this
necessity, they must even upon principles purely national, have as firm an
attachment to the one as to the other. This conviction can never leave them,
unless they become madmen. While the Constitution continues to be read and its
principle known the States must by every rational man be considered as
essential, component parts of the Union; and therefore the idea of sacrificing
the former to the latter is wholly inadmissible.
The objectors
do not advert to the natural strength and resources of State governments, which
will ever give them an important superiority over the general government. If we
compare the nature of their different powers, or the means of popular influence
which each possesses, we shall find the advantage entirely on the side of the
States. This consideration, important as it is, seems to have been little attended
to. The aggregate number of representatives throughout the States may be two
thousand. Their personal influence will, therefore, be proportionably more
extensive than that of one or two hundred men in Congress. The State
establishments of civil and military officers of every description, infinitely
surpassing in number any possible correspondent establishments in the general
government, will create such an extent and complication of attachments as will
ever secure the predilection and support of the people. Whenever, therefore,
Congress shall meditate any infringement of the State Constitutions, the great
body of the people will naturally take part with their domestic
representatives. Can the general government withstand such a united opposition?
Will the people suffer themselves to be stripped of their privileges? Will they
suffer their Legislatures to be reduced to a shadow and a name? The idea is
shocking to common sense.
From the
circumstances already explained and many others which might be mentioned,
results a complicated, irresistible check, which must ever support the
existence and importance of the State governments. The danger, if any exists,
flows from an opposite source. The probable evil is that the general government
will be too dependent on the State Legislatures, too much governed by their
prejudices, and too obsequious to their humors; that the States, with every
power in their hands, will make encroachments on the national authority till
the Union is weakened and dissolved.
Every member
must have been struck with an observation of a gentleman from Albany. Do what
you will, says he, local prejudices and opinions will go into the government.
What! shall we then form a Constitution to cherish and strengthen these
prejudices? Shall we confirm the distemper instead of remedying it? It is
undeniable that there must be a control somewhere. Either the general interest
is to control the particular interests, or the contrary. If the former, then
certainly the government ought to be so framed as to render the power of
control efficient to all intents and purposes; if the latter, a striking
absurdity follows; the controlling powers must be as numerous as the varying
interests, and the operations of the government must therefore cease; for the
moment you accommodate these different interests, which is the only way to set
the government in motion, you establish a controlling power. Thus, whatever
constitutional provisions are made to the contrary, every government will be at
last driven to the necessity of subjecting the partial to the universal
interest. The gentlemen ought always in their reasoning to distinguish between
the real, genuine good of a State and the opinions and prejudices which may
prevail respecting it; the latter may be opposed to be sacrificed; the former
is so involved in it that it never can be sacrificed.
There are
certain social principles in human nature from which we may draw the most solid
conclusions with respect to the conduct of individuals and of communities. We
love our families more than our neighbors; we love our neighbors more than our
countrymen in general. The human affections, like the solar heat, lose their
intensity as they depart from the center and become languid in proportion to
the expansion of the circle on which they act. On these principles, the
attachment of the individual will be first and for ever secured by the State
governments; they will be a mutual protection and support. Another source of
influence, which has already been pointed out, is the various official
connections in the States. Gentlemen endeavor to evade the force of this by
saying that these offices will be insignificant. This is by no means true. The
State officers will ever be important, because they are necessary and useful.
Their powers are such as are extremely interesting to the people; such as
affect their property, their liberty, and life. What is more important than the
administration of justice and the execution of the civil and criminal laws? Can
the State governments become insignificant while they have the power of raising
money independently and without control? If they are really useful, if they are
calculated to promote the essential interests of the people, they must have
their confidence and support. The States can never lose their powers till the
whole people of America are robbed of their liberties. These must go together;
they must support each other, or meet one common fate. On the gentleman's
principle we may safely trust the State governments, tho we have no means of
resisting them; but we can not confide in the national government, tho we have
an effectual constitutional guard against every encroachment. This is the
essence of their argument, and it is false and fallacious beyond conception.
With regard to
the jurisdiction of the two governments I shall certainly admit that the
Constitution ought to be so formed as not to prevent the States from providing
for their own existence; and I maintain that it is so formed, and that their
power of providing for themselves is sufficiently established. This is conceded
by one gentleman, and in the next breath the concession is retracted. He says
Congress has but one exclusive right in taxation--that of duties on imports;
certainly, then, their other powers are only concurrent. But to take off the
force of this obvious conclusion, he immediately says that the laws of the
United States are supreme and that where there is one supreme there can not be
a concurrent authority; and further, that where the laws of the Union are
supreme those of the States must be subordinate, because there can not be two
supremes. This is curious sophistry. That two supreme powers can not act
together is false. They are inconsistent only when they are aimed at each other
or at one indivisible object. The laws of the United States are supreme as to
all their proper constitutional objects; the laws of the States are supreme in
the same way. These supreme laws may act on different objects without clashing,
or they may operate on different parts of the same common object with perfect
harmony. Suppose both governments should lay a tax of a penny on a certain article;
has not each an independent and uncontrollable power to collect its own tax?
The meaning of the maxim, there can not be two supremes, is simply this--two
powers can not be supreme over each other. This meaning is entirely perverted
by the gentlemen. But, it is said, disputes between collectors are to e
referred to the Federal courts. This is again wandering in the field of
conjecture. But suppose the fact is certain, is it not to be presumed that they
will express the true meaning of the Constitution and the laws? Will they not
be bound to consider the concurrent jurisdiction; to declare that both the
taxes shall have equal operation; that both the powers, in that respect, are
sovereign and coextensive? If they transgress their duty we are to hope that they
will be punished. Sir, we can reason from probabilities alone. When we leave
common sense and give ourselves up to conjecture, there can be no certainty, no
security in our reasonings.
On my honor, I submit to you, dear sir, that I have
contributed to this Constitutional debate in the following manner.
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